Anti-Money Laundering for Securities Workshop
October 12th, 2017 (Thursday)
Most of the organizations feel that they are not adequately understand the regulatory requirements towards securities from HKMA and how to get prepared of it. This “Anti-money Laundering” workshop is specially designed for in-house legal, compliance and risk practitioners from securities sector. Come and join us to hear the latest AML regulatory requirement, get inspired of the best practices and explore the newest technology for regulatory compliance.
Topics of Discussion
- How to Improve Transaction Monitoring from a Regulatory Perspective and Industry Trends
- Anti-Money Laundering Best Practice Sharing
- Beyond AML Compliance: How to improve transaction monitoring through analytics and AI
|Thursday, Oct. 12|
|14:30||How to Improve Transaction Monitoring from a Regulatory Perspective and Industry Trends|
Speaker: Mr. Ohwen Yong, Director, Financial Advisory, Deloitte & Mr. Albert Lo, Director, Financial Advisory, Deloitte
|15:00||AML Best Practice Sharing|
Speaker: Mr. Jin Ning, General Counsel & Executive Director, Haitong International Securities Group Limited
|15:50||The Future: Implementation, Tuning, Machine Learning for Transaction Monitoring and Customer Due Diligence|
Speaker: Mr. Wallace Chow, Senior Business Solutions Manager, SAS
|16:50||Q & A|
SAS Institute Ltd.
14/F, Cityplaza 4, Taikoo Shing
Register now for this event
Thank you for your interest in our Anti-Money Laundering for Securities Workshop.
Unfortunately this workshop is full. Please contact me regarding upcoming workshops, or if you would like to be put on a waiting list. Thank you.