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Anti-Money Laundering for Securities Workshop

October 12th, 2017 (Thursday)

Most of the organizations feel that they are not adequately understand the regulatory requirements towards securities from HKMA and how to get prepared of it. This “Anti-money Laundering” workshop is specially designed for in-house legal, compliance and risk practitioners from securities sector. Come and join us to hear the latest AML regulatory requirement, get inspired of the best practices and explore the newest technology for regulatory compliance.

Topics of Discussion

  • How to Improve Transaction Monitoring from a Regulatory Perspective and Industry Trends 
  • Anti-Money Laundering Best Practice Sharing 
  • Beyond AML Compliance: How to improve transaction monitoring through analytics and AI

Agenda

Thursday, Oct. 12 
14:00
Registration
14:30-15:00
How to Improve Transaction Monitoring from a Regulatory Perspective and Industry Trends

Speaker: Mr. Chris Fung Yu Cheung, Partner, Financial Advisory, Deloitte
15:00-15:30
AML Best Practice Sharing

Speaker: TBC
15:30
Coffee Break
15:50-16:50
The Future: Implementation, Tuning, Machine Learning for Transaction Monitoring and Customer Due Diligence

Speaker: Mr. Wallace Chow, Senior Business Solutions Manager, SAS
16:50
Q & A
17:00
End

SAS Institute Ltd.
14/F, Cityplaza 4, Taikoo Shing
Hong Kong

Register now for this event

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